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Detailed Report
MARCEL MARIO MIU
MARCEL MIU
CRD#: 5887067
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Investment Adviser
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Previous Broker
SIMPLIFY WEALTH PLANNING LLCCRD#: 325474 AUSTIN, TX
Registration History
20122014201620182020202220242026IASIMPLIFY WEALTH PLANNING LLC (CRD# 325474)2023 - Present (1 year)BCOHEN & STEERS SECURITIES, LLC (CRD# 29258)2015 - 2023 (7 years)BJPMORGAN DISTRIBUTION SERVICES... (CRD# 104234)2014 - 2015 (<1 year)BJPMORGAN DISTRIBUTION SERVICES... (CRD# 104234)2011 - 2012 (1 year)
License(s)

State Registrations

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Texas 5/24/2023
Current Registration(s)
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SIMPLIFY WEALTH PLANNING LLC (CRD#:325474)
AUSTIN, TX
Registered with this firm since 5/24/2023
Previous Registration(s)
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 08/20/2015 - 04/10/2023 COHEN & STEERS SECURITIES, LLC (CRD#:29258) NEW YORK, NY
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 11/04/2014 - 07/23/2015 JPMORGAN DISTRIBUTION SERVICES, INC. (CRD#:104234) NEW YORK, NY
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 03/02/2011 - 11/05/2012 JPMORGAN DISTRIBUTION SERVICES, INC. (CRD#:104234) WESTERVILLE, OH
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.