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RYAN LEE BROTT
CRD#: 5886965
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Investment Adviser
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Previous Broker
ELLERBROCK-NORRIS WEALTH STRATEGIES LLCCRD#: 295099 4331 NORTH 156TH STREET
OMAHA, NE 68116
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2012 (<1 year)3 FIRMS2014 - 2017 (3 years)IAELLERBROCK-NORRIS WEALTH STRAT... (CRD# 295099)2018 - Present (6 years)
License(s)

State Registrations

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Nebraska 5/22/2018

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Texas 1/20/2021

Current Registration(s)
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ELLERBROCK-NORRIS WEALTH STRATEGIES LLC (CRD#:295099)
4331 NORTH 156TH STREET, OMAHA, NE 68116
Registered with this firm since 5/22/2018

Previous Registration(s)
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04/24/2014 - 12/22/2017 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
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04/17/2014 - 12/22/2017 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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04/23/2014 - 12/22/2017 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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05/08/2012 - 05/29/2012 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LINCOLN, NE
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05/07/2012 - 05/29/2012 SECURITIES AMERICA, INC. (CRD#:10205) LINCOLN, NE
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04/14/2011 - 04/20/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) KANSAS CITY, MO
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03/18/2011 - 04/20/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) KANSAS CITY, MO
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.