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GENA YAQUBI
GENA ALIZOI
CRD#: 5884904
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 691 W. 11TH STREET
TRACY, CA 95376
Registration History
2013201420152016201720182019202020212022202320242025IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 3/8/2021

B
New York 9/26/2024

B
California 10/16/2013

B
North Carolina 7/17/2023

IA
California 9/5/2018

B
Oregon 5/13/2020

B
Florida 10/21/2021

B
Texas 10/14/2019

B
Illinois 8/25/2020

IA
Texas 10/22/2019

B
Kentucky 10/19/2021

B
Washington 8/25/2020

B
Michigan 12/1/2022

B
Wyoming 11/17/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
691 W. 11TH STREET, TRACY, CA 95376
Registered with this firm since 9/5/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
691 W. 11TH STREET, TRACY, CA 95376
Registered with this firm since 10/4/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.