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ADAM DAVID PACE
CRD#: 5884012
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5201 AMELIA EARHART DR 2ND & 3RD FLS
[WT & CST]
SALT LAKE CITY, UT 84116
Registration History
201220142016201820202022202420262 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - Present (10 years)
Disclosure(s)
View By:
6/11/2014
Employment Separation After Allegations
6/11/2014
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 9/22/2014

B
Nevada 9/24/2014

B
Alaska 9/18/2014

B
New Hampshire 9/16/2014

B
Arizona 10/2/2014

B
New Jersey 10/10/2014

B
Arkansas 9/17/2014

B
New Mexico 9/19/2014

B
California 9/15/2014

B
New York 9/16/2014

B
Colorado 9/23/2014

B
North Carolina 9/17/2014

B
Connecticut 9/15/2014

B
North Dakota 9/16/2014

B
Delaware 9/17/2014

B
Ohio 9/15/2014

B
District of Columbia 9/16/2014

B
Oklahoma 9/30/2014

B
Florida 9/18/2014

B
Oregon 9/16/2014

B
Georgia 9/15/2014

B
Pennsylvania 9/16/2014

B
Hawaii 10/8/2014

B
Puerto Rico 9/18/2014

B
Idaho 9/15/2014

B
Rhode Island 9/15/2014

B
Illinois 9/15/2014

B
South Carolina 9/17/2014

B
Indiana 9/17/2014

B
South Dakota 9/23/2014

B
Iowa 9/16/2014

B
Tennessee 9/17/2014

B
Kansas 9/25/2014

IA
Texas 9/9/2014

B
Kentucky 10/6/2014

B
Texas 9/18/2014

B
Louisiana 9/22/2014

IA
Utah 9/5/2014

B
Maine 9/16/2014

B
Utah 9/16/2014

B
Maryland 9/17/2014

B
Vermont 9/17/2014

B
Massachusetts 9/17/2014

B
Virgin Islands 9/29/2014

B
Michigan 9/16/2014

B
Virginia 9/15/2014

B
Minnesota 9/22/2014

B
Washington 9/22/2014

B
Mississippi 9/22/2014

B
West Virginia 9/18/2014

B
Missouri 9/18/2014

B
Wisconsin 9/16/2014

B
Montana 9/16/2014

B
Wyoming 9/17/2014

B
Nebraska 9/15/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5201 AMELIA EARHART DR 2ND & 3RD FLS [WT & CST], SALT LAKE CITY, UT 84116
Riverton, UT
Registered with this firm since 9/15/2014

IA
WELLS FARGO ADVISORS (CRD#:19616)
5201 AMELIA EARHART DR 2ND & 3RD FLS [WT & CST], SALT LAKE CITY, UT 84116
Riverton, UT
Registered with this firm since 9/5/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/04/2011 - 07/11/2014 STRATEGIC ADVISERS, INC. (CRD#:104555) SALT LAKE CITY, UT
B
04/01/2011 - 07/11/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.