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Detailed Report
NATALIE MARIE KRANZ
NATALIE MARIE HOWARD, NATALIE KRANZ
CRD#: 5883297
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 BLUE SPRINGS, MO
Registration History
201220142016201820202022202420262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BCOMMERCE BROKERAGE SERVICES, INC. (CRD# 17140)2011 - 2023 (11 years)IACOMMERCE BROKERAGE SERVICES, INC (CRD# 17140)2019 - 2023 (3 years)
License(s)

State Registrations

B
Missouri 12/11/2023
B
Washington 12/11/2023
IA
Missouri 12/11/2023

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
BLUE SPRINGS, MO
Registered with this firm since 12/11/2023
B
D.A. DAVIDSON & CO. (CRD#:199)
BLUE SPRINGS, MO
Registered with this firm since 12/11/2023
Previous Registration(s)
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IA
 08/16/2023 - 12/18/2023 LPL FINANCIAL LLC (CRD#:6413) KANSAS CITY, MO
B
 08/16/2023 - 12/18/2023 LPL FINANCIAL LLC (CRD#:6413) KANSAS CITY, MO
IA
 10/04/2019 - 08/16/2023 COMMERCE BROKERAGE SERVICES, INC (CRD#:17140) KANSAS CITY, MO
B
 10/14/2011 - 08/16/2023 COMMERCE BROKERAGE SERVICES, INC. (CRD#:17140) KANSAS CITY, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.