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HALLEY MACLISE CRAIG
HALLEY E CRAIG, HALLEY E MACLISE, HALLEY MACLISE
CRD#: 5882524
IA
B
CWM, LLCCRD#: 155344 250 Camino Alto
Suite 200
Mill Valley, CA 94941
Suite 200
Mill Valley, CA 94941
CETERA ADVISOR NETWORKS LLCCRD#: 13572 250 Camino Alto, Suite 200
Mill Valley, CA 94941
Mill Valley, CA 94941
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Arizona 2/12/2021
B
Montana 7/12/2022
B
California 12/17/2020
B
Nevada 3/15/2024
IA
California 12/17/2020
B
South Carolina 2/12/2021
B
Hawaii 2/12/2021
B
Washington 2/12/2021
SRO Registrations
B
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B
Registered with this firm since 12/17/2020
IA
Registered with this firm since 12/17/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/24/2012 - 12/21/2020 | MILL VALLEY, CA | |
IA | 01/04/2013 - 10/08/2020 | MILL VALLEY, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.