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WILLIAM WALKER
CRD#: 5882480
IA
B
UNITED CAPITAL FINANCIAL ADVISORSCRD#: 134600 1707 LANGHORNE-NEWTOWN ROAD
SUITE 1
LANGHORNE, PA 19047
SUITE 1
LANGHORNE, PA 19047
LION STREET FINANCIAL, LLCCRD#: 165828 1707 Langhorne Newtown Rd
Suite #1
Langhorne, PA 19047
Suite #1
Langhorne, PA 19047
0
Disclosures
14
Years of Experience
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State Registrations
B
Delaware 2/15/2024
IA
Pennsylvania 6/20/2018
B
New Jersey 2/15/2024
B
Pennsylvania 2/16/2024
B
New York 2/15/2024
SRO Registrations
B
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B
Registered with this firm since 2/15/2024
IA
Registered with this firm since 6/20/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/10/2022 - 11/22/2023 | COHOES, NY | |
B | 08/22/2022 - 11/22/2023 | Langhorne, PA | |
B | 07/23/2018 - 09/01/2020 | LANGHORNE, PA | |
IA | 03/25/2017 - 06/21/2018 | NEWTOWN SQUARE, PA | |
B | 03/25/2017 - 06/21/2018 | NEWTOWN SQUARE, PA | |
IA | 06/03/2011 - 03/25/2017 | NEWTOWN SQUARE, PA | |
B | 03/02/2011 - 03/25/2017 | NEWTOWN SQUARE, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.