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MASON MCKOWN
CRD#: 5880736
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 560 S WINCHESTER BLVD
SAN JOSE, CA 95128
Registration History
201220142016201820202022202420262 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Arizona 2/13/2014

B
New York 9/10/2014

B
California 3/28/2011

B
Oregon 9/2/2016

IA
California 3/28/2011

B
Pennsylvania 4/8/2015

B
Colorado 6/1/2018

B
Texas 3/14/2016

B
Florida 8/22/2014

IA
Texas 3/14/2016

B
Massachusetts 2/1/2017

B
Utah 1/27/2017

B
Nevada 8/14/2014

B
Virginia 8/31/2015

B
New Jersey 1/4/2017

B
Washington 1/4/2018

B
New Mexico 4/26/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
560 S WINCHESTER BLVD, SAN JOSE, CA 95128
Registered with this firm since 3/28/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
560 S WINCHESTER BLVD, SAN JOSE, CA 95128
Registered with this firm since 3/1/2011

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.