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KIMBERLY ANN ARGUELLO
KIMBERLY A ARGUELLO, KIMBERLY ARGUELLO, KIMBERLY A GALAMBOS, KIMBERLY ANN GALAMBOS, KIMBERLY GALAMBOS
CRD#: 5880246
IA
Investment Adviser
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Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2811 Ponce de Leon Blvd.
Suite 800
Coral Gables, FL 33134
Registration History
201220142016201820202022202420262 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2013 - 2013 (<1 year)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2011 - 2013 (2 years)IAWE FAMILY OFFICES (CRD# 109869)2013 - 2016 (2 years)
License(s)

State Registrations

B
Florida 6/9/2021

IA
Florida 6/14/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2811 Ponce de Leon Blvd. Suite 800, Coral Gables, FL 33134
Registered with this firm since 6/14/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2811 Ponce de Leon Blvd. Suite 800, Coral Gables, FL 33134
Registered with this firm since 6/9/2021

Previous Registration(s)
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IA
09/18/2019 - 06/02/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) PINECREST, FL
B
07/22/2019 - 06/02/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) PINECREST, FL
IA
12/10/2013 - 08/19/2016 WE FAMILY OFFICES (CRD#:109869) MIAMI, FL
B
08/30/2013 - 10/07/2013 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MIAMI, FL
B
02/25/2011 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.