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Detailed Report
Diana Corazon Marquez Peters
DIANA CORAZON MARQUEZ, DIANA CORAZON MARQUEZ PETERS, DIANA CORAZON PETERS
CRD#: 5880098
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 27282 Calle Arroyo Ste 100
San Juan Capistrano, CA 92675
Registration History
201920202021202220232024202520262 FIRMS2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Arizona 10/12/2021
B
Nevada 10/12/2021
B
California 10/12/2021
B
New York 12/13/2024
IA
California 10/12/2021
B
North Carolina 6/30/2023
B
Colorado 10/12/2021
B
Ohio 10/12/2021
B
Delaware 1/14/2025
B
Oklahoma 2/2/2024
B
District of Columbia 1/14/2025
B
Oregon 1/14/2025
B
Florida 10/12/2021
B
Pennsylvania 1/14/2025
B
Georgia 1/14/2025
B
South Carolina 2/27/2024
B
Idaho 1/14/2025
B
Tennessee 10/12/2021
B
Illinois 1/3/2022
B
Texas 10/12/2021
B
Kansas 12/2/2024
IA
Texas 10/12/2021
B
Kentucky 2/13/2024
B
Utah 10/12/2021
B
Maryland 10/12/2021
B
Virginia 10/12/2021
B
Minnesota 12/2/2024
B
Washington 10/12/2021
B
Montana 10/12/2021
B
Wisconsin 1/14/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
27282 Calle Arroyo Ste 100, San Juan Capistrano, CA 92675
Registered with this firm since 10/12/2021
B
EDWARD JONES (CRD#:250)
27282 Calle Arroyo Ste 100, San Juan Capistrano, CA 92675
Registered with this firm since 10/12/2021
Previous Registration(s)
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B
 10/23/2019 - 02/20/2020 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MISSION VIEJO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.