Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MARK WILLIAM MCBEE
CRD#: 5879822
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 350 East Las Olas Boulevard
Suite 1500
Fort Lauderdale, FL 33301
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2017 (3 years)2 FIRMS2017 - Present (7 years)BCBG FINANCIAL GROUP, INC. (CRD# 6578)2011 - 2011 (<1 year)
Disclosure(s)
View By:
3/12/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 6/30/2017
B
New York 6/30/2017
B
Arkansas 4/5/2019
B
North Carolina 6/28/2022
B
California 4/4/2023
B
Oregon 6/30/2017
B
Florida 6/30/2017
B
Puerto Rico 4/4/2019
IA
Florida 7/3/2017
B
Texas 6/30/2017
B
Michigan 12/12/2018
IA
Texas 6/30/2017
B
Minnesota 3/19/2021
B
Virginia 8/26/2021
B
New Jersey 3/2/2020
B
Washington 7/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301
Registered with this firm since 6/30/2017
B
MORGAN STANLEY (CRD#:149777)
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301
Registered with this firm since 6/30/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/10/2013 - 07/12/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) AVENTURA, FL
B
 08/29/2013 - 07/12/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) AVENTURA, FL
IA
 05/10/2011 - 08/22/2013 PNC INVESTMENTS (CRD#:129052) TAMARAC, FL
B
 05/09/2011 - 08/22/2013 PNC INVESTMENTS (CRD#:129052) TAMARAC, FL
B
 02/08/2011 - 04/01/2011 CBG FINANCIAL GROUP, INC. (CRD#:6578) WEST PALM BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.