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JORDAN S SWIFT
JORDAN SWIFT
CRD#: 5878818
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
20132014201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 1/15/2019

B
Minnesota 10/13/2014

B
Alaska 12/4/2017

B
Missouri 10/13/2014

B
Arizona 10/13/2014

B
Montana 5/10/2019

B
Arkansas 2/17/2021

B
Nebraska 4/25/2019

B
California 10/13/2014

B
Nevada 10/13/2014

IA
California 10/14/2014

B
New Jersey 8/1/2018

B
Colorado 9/15/2014

B
New Mexico 10/13/2014

B
Connecticut 10/13/2014

B
New York 10/13/2014

B
Delaware 7/24/2024

B
North Carolina 10/13/2014

B
District of Columbia 11/10/2014

B
Ohio 9/15/2014

B
Florida 9/15/2014

B
Oklahoma 2/3/2017

B
Georgia 10/13/2014

B
Oregon 10/13/2014

B
Hawaii 5/10/2019

B
Pennsylvania 5/10/2019

B
Idaho 8/15/2018

B
South Carolina 10/13/2014

B
Illinois 10/13/2014

B
Tennessee 5/10/2019

B
Indiana 10/13/2014

B
Texas 10/13/2014

B
Kentucky 10/13/2014

IA
Texas 10/13/2014

B
Louisiana 9/15/2014

B
Utah 10/13/2014

B
Maine 2/17/2021

B
Virgin Islands 7/16/2024

B
Maryland 9/15/2014

B
Virginia 10/13/2014

B
Massachusetts 11/10/2014

B
Washington 11/10/2014

B
Michigan 9/26/2019

B
Wyoming 8/8/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 10/13/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 12/10/2013

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.