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Detailed Report
DAVID RAYMOND MACK
DAVE MACK
CRD#: 5878530
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 314 TUTTLE CREEK BLVD
MANHATTAN, KS 66502
Registration History
20122014201620182020202220242026IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2015 - Present (9 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2011 - Present (14 years)
License(s)

State Registrations

B
Colorado 8/11/2016
B
Missouri 8/12/2014
B
District of Columbia 7/31/2024
B
Nebraska 8/6/2012
IA
District of Columbia 8/5/2024
B
New York 1/7/2022
B
Florida 1/26/2016
B
Oklahoma 7/31/2023
B
Idaho 11/14/2023
IA
Oklahoma 7/31/2023
B
Illinois 1/10/2022
B
Oregon 11/18/2022
B
Indiana 1/26/2016
B
Texas 5/22/2015
B
Iowa 5/3/2013
IA
Texas 11/25/2015
B
Kansas 4/5/2011
B
Virginia 1/3/2014
IA
Kansas 11/25/2015
B
Wisconsin 8/3/2016
B
Minnesota 3/16/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
314 TUTTLE CREEK BLVD, MANHATTAN, KS 66502
Saint George, KS
Registered with this firm since 11/25/2015
B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
314 TUTTLE CREEK BLVD, MANHATTAN, KS 66502
Saint George, KS
Registered with this firm since 2/18/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.