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JOSEPH YANG
CRD#: 5878153
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3000 EXECUTIVE PARKWAY
SUITE 400
SAN RAMON, CA 94583
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2025 (9 years)2 FIRMS2025 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2011 (<1 year)
License(s)

State Registrations

B
California 1/24/2025

B
Nevada 1/24/2025

IA
California 1/24/2025

B
Oregon 1/24/2025

B
Hawaii 1/24/2025

B
Washington 1/24/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3000 EXECUTIVE PARKWAY SUITE 400, SAN RAMON, CA 94583
Registered with this firm since 1/24/2025

B
OSAIC WEALTH, INC. (CRD#:23131)
3000 EXECUTIVE PARKWAY SUITE 400, SAN RAMON, CA 94583
Registered with this firm since 1/24/2025

Previous Registration(s)
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IA
07/15/2015 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SAN RAMON, CA
B
07/15/2015 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) SAN RAMON, CA
IA
05/31/2013 - 07/16/2015 LPL FINANCIAL LLC (CRD#:6413) WALNUT CREEK, CA
B
05/31/2013 - 07/16/2015 LPL FINANCIAL LLC (CRD#:6413) WALNUT CREEK, CA
IA
09/22/2011 - 05/24/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
B
09/22/2011 - 05/24/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN JOSE, CA
B
02/11/2011 - 04/08/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MENLO PARK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.