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PATRICK AARON NORRIS
CRD#: 5877748
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 11611 N Meridian St
Ste 600
Carmel, IN 46032-7118
Ste 600
Carmel, IN 46032-7118
0
Disclosures
14
Years of Experience
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State Registrations
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California 5/22/2015
B
Maryland 5/22/2015
B
Connecticut 5/22/2015
B
New York 10/2/2018
B
Florida 5/22/2015
B
Tennessee 1/13/2017
B
Georgia 5/22/2015
B
Texas 5/22/2015
B
Indiana 5/22/2015
IA
Texas 5/22/2015
IA
Indiana 5/22/2015
B
Virginia 5/22/2015
B
Kentucky 5/22/2015
B
Washington 5/22/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/22/2015
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Registered with this firm since 5/22/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/14/2011 - 05/26/2015 | INDIANAPOLIS, IN | |
B | 02/18/2011 - 05/26/2015 | INDIANAPOLIS, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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