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Detailed Report
SARA ELIZABETH SCHULTZE
CRD#: 5877400
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 Henrico, VA
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 Henrico, VA
Registration History
20122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2021 - Present (3 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2019 - Present (6 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2011 - 2018 (7 years)
Disclosure(s)
View By:
1/15/2018
Employment Separation After Allegations
License(s)

State Registrations

B
Maryland 4/2/2019
B
Virginia 10/3/2020
IA
Maryland 12/9/2021
IA
Virginia 12/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
Henrico, VA
Registered with this firm since 12/9/2021
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
Henrico, VA
Registered with this firm since 3/25/2019
Previous Registration(s)
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B
 01/31/2011 - 01/18/2018 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.