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L J Knoll
LJ Knoll
CRD#: 5876981
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 850 Park Shore Drive
Suite 101
Naples, FL 34103
Suite 101
Naples, FL 34103
0
Disclosures
14
Years of Experience
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State Registrations
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Alabama 12/1/2020
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Montana 12/1/2020
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Arizona 10/24/2024
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Nebraska 2/25/2019
B
Arkansas 7/28/2020
B
Nevada 8/25/2017
B
California 8/25/2017
B
New Hampshire 8/7/2019
IA
California 12/1/2020
B
New Jersey 8/25/2017
B
Colorado 2/25/2019
B
New Mexico 7/8/2021
B
Connecticut 2/22/2018
B
New York 2/25/2019
B
Delaware 12/1/2020
B
North Carolina 12/1/2020
B
District of Columbia 7/28/2020
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North Carolina 12/1/2020
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District of Columbia 12/24/2020
B
Ohio 2/25/2019
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Florida 8/25/2017
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Oklahoma 6/19/2020
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Florida 8/28/2017
B
Oregon 8/25/2017
B
Georgia 8/25/2017
B
Pennsylvania 6/12/2019
B
Hawaii 1/7/2021
B
Rhode Island 2/10/2022
B
Illinois 8/9/2021
B
South Carolina 2/25/2019
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Indiana 2/25/2019
B
Tennessee 2/10/2022
B
Iowa 8/25/2017
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Texas 7/28/2020
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Kansas 1/27/2023
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Texas 7/28/2020
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Louisiana 12/1/2020
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Utah 8/2/2022
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Maine 11/16/2021
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Vermont 12/1/2020
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Maryland 8/25/2017
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Virginia 12/1/2020
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Massachusetts 8/25/2017
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Virginia 12/2/2020
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Michigan 8/25/2017
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Washington 2/10/2022
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Missouri 12/1/2020
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West Virginia 12/1/2020
SRO Registrations
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IA
Registered with this firm since 8/28/2017
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Registered with this firm since 8/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/01/2011 - 08/26/2017 | NAPLES, FL | |
B | 02/11/2011 - 08/26/2017 | NAPLES, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.