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Detailed Report
BRETT WAYNE WALLACE
CRD#: 5876334
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3803 West Chester Pike
Suite 200
Newtown Square, PA 19073
Registration History
201220142016201820202022202420262 FIRMS2011 - Present (14 years)
License(s)

State Registrations

B
Alabama 1/29/2021
B
Nevada 2/23/2021
B
Arizona 1/29/2021
B
New Hampshire 1/29/2021
B
Arkansas 8/21/2023
B
New Jersey 7/20/2011
B
California 2/27/2015
B
New Mexico 2/24/2021
B
Colorado 1/29/2021
B
New York 5/31/2012
B
Connecticut 7/26/2012
B
North Carolina 8/20/2015
B
Delaware 7/20/2011
B
North Dakota 8/21/2023
B
District of Columbia 1/29/2021
B
Ohio 5/26/2017
B
Florida 11/6/2012
B
Oklahoma 1/29/2021
B
Georgia 1/5/2017
B
Oregon 1/29/2021
B
Hawaii 8/21/2023
B
Pennsylvania 3/11/2011
B
Idaho 1/29/2021
IA
Pennsylvania 3/11/2011
B
Illinois 3/6/2020
B
Puerto Rico 2/15/2022
B
Indiana 1/29/2021
B
Rhode Island 1/29/2021
B
Iowa 1/29/2021
B
South Carolina 5/25/2017
B
Kansas 1/29/2021
B
South Dakota 1/29/2021
B
Kentucky 8/15/2023
B
Tennessee 1/29/2021
B
Louisiana 5/31/2017
B
Texas 10/11/2016
B
Maine 2/23/2021
IA
Texas 4/8/2020
B
Maryland 2/20/2015
B
Utah 1/29/2021
B
Massachusetts 5/25/2017
B
Vermont 8/15/2023
B
Michigan 1/5/2017
B
Virginia 11/2/2015
B
Minnesota 1/29/2021
B
Washington 1/29/2021
B
Mississippi 8/15/2023
B
West Virginia 8/21/2023
B
Missouri 1/29/2021
B
Wisconsin 8/15/2023
B
Montana 2/24/2021
B
Wyoming 1/29/2021
B
Nebraska 8/15/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3803 West Chester Pike Suite 200, Newtown Square, PA 19073
Registered with this firm since 3/11/2011
B
MORGAN STANLEY (CRD#:149777)
3803 West Chester Pike Suite 200, Newtown Square, PA 19073
Registered with this firm since 2/3/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.