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Detailed Report
KEONI H LEE
CRD#: 5876298
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4370 KUKUI GROVE ST
SUITE 111
LIHUE, HI 96766
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 10/15/2014
B
Massachusetts 10/15/2014
B
California 10/15/2014
B
Nevada 10/15/2014
B
Colorado 10/15/2014
B
New Hampshire 12/15/2021
B
Connecticut 10/15/2014
B
New York 10/15/2014
B
Delaware 11/7/2018
B
North Carolina 10/15/2014
B
Florida 10/15/2014
B
Oklahoma 1/6/2016
B
Hawaii 5/17/2014
B
Oregon 10/15/2014
IA
Hawaii 5/17/2014
B
Pennsylvania 10/15/2014
B
Idaho 10/15/2014
B
Texas 10/15/2014
B
Illinois 10/15/2014
IA
Texas 2/15/2017
B
Indiana 1/18/2024
B
Utah 10/15/2014
B
Maine 10/15/2014
B
Virginia 10/15/2014
B
Maryland 4/12/2018
B
Washington 10/15/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4370 KUKUI GROVE ST SUITE 111, LIHUE, HI 96766
Registered with this firm since 5/17/2014
B
MORGAN STANLEY (CRD#:149777)
4370 KUKUI GROVE ST SUITE 111, LIHUE, HI 96766
Registered with this firm since 3/18/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.