Individual Firm
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CARINE KRIKORIAN
CRD#: 5875293
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2001 N MAIN ST STE 410
[NK/NL-RBO]
WALNUT CREEK, CA 94596
[NK/NL-RBO]
WALNUT CREEK, CA 94596
0
Disclosures
4
Years of Experience
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State Registrations
B
California 1/4/2025
IA
California 1/4/2025
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
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IA
Registered with this firm since 1/4/2025
B
Registered with this firm since 11/26/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/28/2014 - 07/29/2015 | Palo Alto, CA | |
B | 07/28/2014 - 07/29/2015 | Palo Alto, CA | |
IA | 12/13/2012 - 06/18/2014 | PALO ALTO, CA | |
B | 12/13/2012 - 06/18/2014 | PALO ALTO, CA | |
IA | 06/17/2011 - 08/14/2012 | MENLO PARK, CA | |
B | 03/04/2011 - 08/14/2012 | MENLO PARK, CA |
MENLO PARK, CA
06/17/2011 - 08/14/2012
MENLO PARK, CA
03/04/2011 - 08/14/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.