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Detailed Report
Nicholas James Simakas
CRD#: 5874850
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2100 Georgetown Drive
Suite 500
Sewickley, PA 15143
Registration History
201220142016201820202022202420264 FIRMS2011 - 2018 (7 years)2 FIRMS2018 - Present (6 years)IAFEDERATED GLOBAL INVESTMENT MA... (CRD# 106277)2011 - 2015 (4 years)
License(s)

State Registrations

B
Arizona 2/12/2021
B
Nevada 9/13/2023
B
California 2/12/2021
B
New Jersey 2/22/2021
B
Connecticut 6/22/2021
B
New York 1/9/2019
B
Delaware 2/12/2021
B
North Carolina 2/12/2021
B
District of Columbia 5/17/2023
B
Ohio 8/3/2018
B
Florida 8/2/2018
B
Pennsylvania 5/23/2018
B
Georgia 2/12/2021
IA
Pennsylvania 5/23/2018
B
Illinois 2/12/2021
B
South Carolina 2/12/2021
B
Indiana 10/11/2018
B
Tennessee 9/26/2023
B
Kentucky 8/2/2023
B
Texas 7/21/2020
B
Louisiana 3/7/2025
IA
Texas 7/23/2020
B
Maine 2/22/2021
B
Virginia 8/23/2018
B
Maryland 10/11/2018
B
Washington 4/16/2024
B
Massachusetts 2/12/2021
B
West Virginia 10/18/2018
B
Michigan 1/4/2019
B
Wisconsin 10/18/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2100 Georgetown Drive Suite 500, Sewickley, PA 15143
Registered with this firm since 5/23/2018
B
MORGAN STANLEY (CRD#:149777)
2100 Georgetown Drive Suite 500, Sewickley, PA 15143
Registered with this firm since 5/23/2018
Previous Registration(s)
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IA
 04/11/2011 - 05/21/2018 MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC (CRD#:109355) BOSTON, MA
IA
 03/02/2011 - 05/21/2018 FEDERATED INVESTMENT COUNSELING (CRD#:105325) PITTSBURGH, PA
IA
 03/02/2011 - 05/21/2018 FEDERATED SECURITIES CORP. (CRD#:5009) PITTSBURGH, PA
B
 02/05/2011 - 05/21/2018 FEDERATED SECURITIES CORP. (CRD#:5009) PITTSBURGH, PA
IA
 04/11/2011 - 12/31/2015 FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. (CRD#:106277) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.