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ANTHONY DAWSON
ANTHONY K DAWSON, ANTHONY KNIGHT DAWSON
CRD#: 5874312
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 WILMINGTON, MA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 200 ENDICOTT STREET
DANVERS, MA 01923
Registration History
201220142016201820202022202420262 FIRMS2011 - 2017 (6 years)2 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Arizona 1/28/2021

IA
Massachusetts 7/28/2020

B
California 1/17/2021

B
Nebraska 12/4/2024

B
Colorado 7/8/2022

B
New Hampshire 7/3/2020

B
Connecticut 7/3/2020

B
New York 7/3/2020

B
Florida 7/3/2020

B
North Carolina 5/19/2023

B
Georgia 1/28/2021

B
South Carolina 1/7/2022

B
Maine 7/3/2020

B
Tennessee 12/4/2024

B
Maryland 4/9/2021

B
Vermont 7/3/2020

B
Massachusetts 7/3/2020

B
Virginia 7/8/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
WILMINGTON, MA
Registered with this firm since 7/28/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
200 ENDICOTT STREET, DANVERS, MA 01923
WILMINGTON, MA
Registered with this firm since 7/3/2020

Previous Registration(s)
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IA
01/24/2017 - 05/26/2020 SANTANDER SECURITIES (CRD#:41791) BELMONT, MA
B
01/17/2017 - 05/26/2020 SANTANDER SECURITIES LLC (CRD#:41791) BELMONT, MA
IA
02/16/2011 - 01/24/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WINCHESTER, MA
B
01/20/2011 - 01/24/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WINCHESTER, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.