Individual Firm
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SHAWN MICHAEL HOLLAND
CRD#: 5874122
IA
B
D.A. DAVIDSON & CO.CRD#: 199 101 SOUTH CAPITOL BOULEVARD
SUITE 1800
BOISE, ID 83702
SUITE 1800
BOISE, ID 83702
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Arizona 11/30/2021
B
Nevada 7/13/2021
B
California 11/30/2021
B
North Carolina 10/7/2022
B
Colorado 10/7/2022
B
Ohio 7/13/2021
B
Georgia 7/13/2021
B
Oklahoma 7/10/2024
B
Idaho 7/13/2021
B
Oregon 10/7/2022
IA
Idaho 7/13/2021
B
Pennsylvania 7/6/2023
B
Louisiana 10/7/2022
B
South Dakota 1/18/2024
B
Michigan 1/16/2025
B
Tennessee 7/13/2021
B
Minnesota 10/7/2022
B
Utah 11/30/2021
B
Montana 7/13/2021
B
Virginia 1/8/2025
IA
Montana 12/6/2022
B
Washington 7/13/2021
SRO Registrations
B
B
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IA
Registered with this firm since 7/30/2014
B
Registered with this firm since 8/21/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/01/2011 - 08/03/2012 | HELENA, MT | |
B | 01/19/2011 - 08/03/2012 | HELENA, MT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.