Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SHAWN MICHAEL HOLLAND
CRD#: 5874122
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 101 SOUTH CAPITOL BOULEVARD
SUITE 1800
BOISE, ID 83702
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Arizona 11/30/2021
B
Nevada 7/13/2021
B
California 11/30/2021
B
North Carolina 10/7/2022
B
Colorado 10/7/2022
B
Ohio 7/13/2021
B
Georgia 7/13/2021
B
Oklahoma 7/10/2024
B
Idaho 7/13/2021
B
Oregon 10/7/2022
IA
Idaho 7/13/2021
B
Pennsylvania 7/6/2023
B
Louisiana 10/7/2022
B
South Dakota 1/18/2024
B
Michigan 1/16/2025
B
Tennessee 7/13/2021
B
Minnesota 10/7/2022
B
Utah 11/30/2021
B
Montana 7/13/2021
B
Virginia 1/8/2025
IA
Montana 12/6/2022
B
Washington 7/13/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
101 SOUTH CAPITOL BOULEVARD SUITE 1800, BOISE, ID 83702
40 WEST 14TH STREET ARTISAN BLOCK, GREAT NORTHERN TOWN CENTER, HELENA, MT 59601
Registered with this firm since 7/30/2014
B
D.A. DAVIDSON & CO. (CRD#:199)
101 SOUTH CAPITOL BOULEVARD SUITE 1800, BOISE, ID 83702
40 WEST 14TH STREET ARTISAN BLOCK, GREAT NORTHERN TOWN CENTER, HELENA, MT 59601
Registered with this firm since 8/21/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/01/2011 - 08/03/2012 D.A. DAVIDSON & CO. (CRD#:199) HELENA, MT
B
 01/19/2011 - 08/03/2012 D.A. DAVIDSON & CO. (CRD#:199) HELENA, MT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.