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SCOTT ALLEN VAN DE VEN
CRD#: 5874088
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1020 N KINGSHIGHWAY
SUITE D
CAPE GIRARDEAU, MO 63701
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 1020 N KINGSHIGHWAY
SUITE D
CAPE GIRARDEAU, MO 63701
Registration History
201220142016201820202022202420262 FIRMS2011 - 2017 (6 years)2 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
7/25/2014
Customer Dispute
Settled
License(s)

State Registrations

B
Illinois 3/8/2019

IA
Missouri 3/26/2018

B
Missouri 3/26/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1020 N KINGSHIGHWAY SUITE D, CAPE GIRARDEAU, MO 63701
Registered with this firm since 3/26/2018

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
1020 N KINGSHIGHWAY SUITE D, CAPE GIRARDEAU, MO 63701
Registered with this firm since 3/26/2018

Previous Registration(s)
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IA
09/23/2011 - 12/31/2017 1ST GLOBAL ADVISORS INC (CRD#:111133) CAPE GIRARDEAU, MO
B
09/07/2011 - 12/31/2017 1ST GLOBAL CAPITAL CORP. (CRD#:30349) CAPE GIRARDEAU, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.