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CATHERINE MERICKA
CATHERINE MERICKA COMBS, CATHERINE ASHLEY MERICKA
CRD#: 5873354
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 3550 Lenox Road
Suite 1950
Atlanta, GA 30326
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2023 - Present (1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2014 - 2023 (8 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2015 - 2023 (8 years)
License(s)

State Registrations

B
Alabama 8/29/2023

B
Montana 8/21/2023

B
Alaska 8/21/2023

B
Nebraska 8/21/2023

B
Arizona 8/21/2023

B
Nevada 8/21/2023

B
Arkansas 11/7/2023

B
New Hampshire 8/21/2023

B
California 8/21/2023

B
New Jersey 8/21/2023

B
Colorado 8/21/2023

B
New Mexico 8/21/2023

B
Connecticut 8/21/2023

B
New York 8/21/2023

B
Delaware 8/21/2023

B
North Carolina 8/21/2023

B
District of Columbia 8/21/2023

B
North Dakota 8/21/2023

B
Florida 8/21/2023

B
Ohio 8/21/2023

B
Georgia 8/21/2023

B
Oklahoma 8/21/2023

IA
Georgia 8/23/2023

B
Oregon 8/21/2023

B
Hawaii 8/21/2023

B
Pennsylvania 8/21/2023

B
Idaho 8/21/2023

B
Puerto Rico 8/21/2023

B
Illinois 8/21/2023

B
Rhode Island 8/21/2023

B
Indiana 8/21/2023

B
South Carolina 8/21/2023

B
Iowa 8/21/2023

B
Tennessee 8/21/2023

B
Kansas 8/21/2023

B
Texas 8/21/2023

B
Kentucky 8/21/2023

IA
Texas 8/21/2023

B
Louisiana 8/21/2023

B
Utah 8/21/2023

B
Maryland 8/21/2023

B
Vermont 8/21/2023

B
Massachusetts 8/21/2023

B
Virginia 8/21/2023

B
Michigan 8/21/2023

B
Washington 8/21/2023

B
Minnesota 8/21/2023

B
West Virginia 8/21/2023

B
Mississippi 3/25/2024

B
Wisconsin 8/21/2023

B
Missouri 8/21/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Registered with this firm since 8/21/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
3550 Lenox Road Suite 1950, Atlanta, GA 30326
Registered with this firm since 8/21/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/27/2015 - 08/29/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
11/11/2014 - 08/29/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.