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MATTHEW GOLDBERG
MATT LLOYD GOLDBERG
CRD#: 5872644
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 7/11/2012

B
Nebraska 7/11/2012

B
Alaska 7/11/2012

B
Nevada 7/11/2012

B
Arizona 7/11/2012

B
New Hampshire 7/11/2012

B
Arkansas 7/11/2012

B
New Jersey 7/11/2012

B
California 7/9/2012

B
New Mexico 7/11/2012

IA
California 7/9/2012

B
New York 7/11/2012

B
Colorado 7/11/2012

B
North Carolina 7/11/2012

B
Connecticut 7/11/2012

B
North Dakota 1/30/2018

B
Delaware 7/11/2012

B
Ohio 7/11/2012

B
District of Columbia 7/11/2012

B
Oklahoma 7/11/2012

B
Florida 7/11/2012

B
Oregon 7/11/2012

B
Georgia 7/11/2012

B
Pennsylvania 7/11/2012

B
Hawaii 7/11/2012

B
Puerto Rico 1/30/2018

B
Idaho 7/11/2012

B
Rhode Island 7/11/2012

B
Illinois 7/11/2012

B
South Carolina 7/11/2012

B
Indiana 7/11/2012

B
South Dakota 7/11/2012

B
Iowa 3/15/2017

B
Tennessee 7/11/2012

B
Kansas 7/11/2012

B
Texas 7/11/2012

B
Kentucky 7/11/2012

IA
Texas 7/11/2012

B
Louisiana 7/11/2012

B
Utah 7/11/2012

B
Maine 7/11/2012

B
Vermont 7/11/2012

B
Maryland 7/11/2012

B
Virgin Islands 1/30/2018

B
Massachusetts 7/11/2012

B
Virginia 7/11/2012

B
Michigan 7/11/2012

B
Washington 7/11/2012

B
Minnesota 7/11/2012

B
West Virginia 7/11/2012

B
Mississippi 1/30/2018

B
Wisconsin 7/11/2012

B
Missouri 7/11/2012

B
Wyoming 7/11/2012

B
Montana 7/11/2012

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 7/9/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 2/10/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.