Individual Firm
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Antan R Wilson
CRD#: 5872223
IA
B
MORGAN STANLEYCRD#: 149777 5565 Glenridge Connector
Suite 1900
Atlanta, GA 30342
Suite 1900
Atlanta, GA 30342
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11/2/2015
Customer Dispute
Settled
State Registrations
B
Alabama 1/27/2021
B
Mississippi 5/10/2022
B
California 1/13/2020
B
Missouri 8/31/2022
B
Colorado 12/21/2022
B
Nevada 2/10/2021
B
Connecticut 5/24/2021
B
New Jersey 6/24/2020
B
District of Columbia 11/26/2019
B
New Mexico 8/12/2019
B
Florida 8/15/2019
B
New York 2/25/2020
B
Georgia 8/5/2019
B
North Carolina 7/26/2019
IA
Georgia 8/5/2019
B
Pennsylvania 1/27/2021
B
Illinois 4/1/2022
B
South Carolina 3/12/2020
B
Kansas 1/27/2021
B
Tennessee 8/13/2019
B
Kentucky 3/17/2022
B
Texas 9/25/2019
B
Louisiana 8/6/2019
IA
Texas 4/8/2020
B
Maryland 7/24/2019
B
Virginia 8/24/2022
B
Massachusetts 3/10/2020
B
Washington 2/3/2025
B
Minnesota 4/7/2021
B
Wyoming 9/26/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/5/2019
B
Registered with this firm since 7/18/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2014 - 06/10/2019 | ATLANTA, GA | |
B | 06/04/2014 - 06/10/2019 | ATLANTA, GA | |
IA | 11/09/2012 - 02/21/2014 | MCDONOUGH, GA | |
B | 10/18/2012 - 12/31/2013 | ATLANTA, GA | |
IA | 05/24/2012 - 10/03/2012 | ATLANTA, GA | |
B | 04/03/2012 - 10/03/2012 | ATLANTA, GA | |
B | 08/03/2011 - 03/02/2012 | MARIETTA, GA | |
B | 02/02/2011 - 07/26/2011 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.