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Detailed Report
NICHOLAS ANTHONY BOECKMAN
NICHOLAS BOECKMAN, NICK BOECKMAN
CRD#: 5870882
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Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 3729 SHAWNEE ROAD
LIMA, OH 45806
Registration History
20122014201620182020202220242026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2012 - Present (13 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2011 - 2012 (<1 year)
License(s)

State Registrations

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Ohio 2/17/2012
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Texas 10/29/2021
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South Carolina 10/29/2021
Current Registration(s)
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BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
3729 SHAWNEE ROAD, LIMA, OH 45806
1441 ST. MARY'S AVENUE, SIDNEY, OH 45365
Registered with this firm since 2/17/2012
Previous Registration(s)
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 08/08/2011 - 02/09/2012 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) COLUMBUS, OH
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.