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MICHAEL A TANCORRA
MICHAEL TANCORRA
CRD#: 5870879
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 90 WOODBRIDGE CENTER DRIVE
7TH FLOOR
WOODBRIDGE, NJ 07095
7TH FLOOR
WOODBRIDGE, NJ 07095
View By:
3/25/2020
Customer Dispute
Settled
State Registrations
B
Alabama 5/3/2022
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Mississippi 1/7/2020
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Alabama 5/4/2022
B
Missouri 1/4/2024
B
Arizona 1/11/2023
IA
Missouri 1/4/2024
IA
Arizona 1/17/2023
B
Montana 6/15/2023
B
California 4/15/2022
IA
Montana 6/16/2023
IA
California 5/4/2022
B
New Jersey 1/6/2011
B
Colorado 6/29/2021
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New Jersey 2/14/2011
IA
Colorado 7/1/2021
B
New York 2/15/2011
B
Delaware 10/30/2013
IA
New York 12/2/2021
IA
Delaware 12/18/2013
B
North Carolina 1/5/2016
B
Florida 5/12/2016
IA
North Carolina 1/6/2016
IA
Florida 5/18/2016
B
Pennsylvania 1/10/2012
B
Hawaii 7/1/2021
IA
Pennsylvania 7/16/2014
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Hawaii 7/6/2021
B
South Carolina 5/14/2015
B
Kansas 1/27/2023
IA
South Carolina 10/11/2016
IA
Kansas 2/3/2023
B
Texas 6/10/2016
B
Maine 5/12/2022
IA
Texas 6/15/2016
IA
Maine 8/12/2022
B
Utah 1/5/2023
B
Maryland 8/1/2013
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Utah 1/5/2023
IA
Maryland 1/14/2014
B
Virginia 3/5/2019
B
Massachusetts 1/10/2022
IA
Virginia 3/13/2019
B
Michigan 11/3/2017
B
Wisconsin 1/8/2025
IA
Michigan 11/9/2017
IA
Wisconsin 1/8/2025
B
Mississippi 1/2/2020
SRO Registrations
B
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IA
Registered with this firm since 2/14/2011
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Registered with this firm since 1/6/2011
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.