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ALI ABBAS
CRD#: 5870573
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 249 ROYAL PALM WAY
PALM BEACH, FL 33480
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - Present (10 years)IAKOVACK ADVISORS, INC. (CRD# 140808)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Alabama 7/18/2016

B
New York 11/7/2014

B
California 3/17/2023

B
North Carolina 6/7/2023

B
Connecticut 11/7/2014

B
Ohio 4/7/2022

B
Florida 11/7/2014

B
Pennsylvania 7/18/2016

IA
Florida 11/12/2014

B
South Carolina 10/6/2022

B
Georgia 11/7/2014

B
Tennessee 1/19/2024

B
Illinois 12/11/2024

B
Texas 7/18/2016

B
Massachusetts 11/7/2014

IA
Texas 7/19/2016

B
New Jersey 11/7/2014

B
Utah 10/27/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
249 ROYAL PALM WAY, PALM BEACH, FL 33480
Registered with this firm since 11/12/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
249 ROYAL PALM WAY, PALM BEACH, FL 33480
Registered with this firm since 11/7/2014

Previous Registration(s)
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IA
01/16/2014 - 10/31/2014 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) FORT LAUDERDALE, FL
B
01/13/2014 - 10/31/2014 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) FORT LAUDERDALE, FL
IA
09/10/2012 - 12/23/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JUPITER, FL
B
10/16/2012 - 12/23/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) JUPITER, FL
IA
06/21/2011 - 04/30/2012 KOVACK ADVISORS, INC. (CRD#:140808) NORTH PALM BEACH, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.