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Detailed Report
BRIANNA CHRISTINE MCCLAIN
BRIANNA MCCLAIN, BRIANNA CHRISTINE MCCLAIN-MANN, BRIANNA MCCLAIN-MANN
CRD#: 5870195
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7301 OHMS LANE
SUITE 460
EDINA, MN 55439
CETERA INVESTMENT SERVICES LLCCRD#: 15340 7301 OHMS LANE
SUITE 460
EDINA, MN 55439
Registration History
201220142016201820202022202420262 FIRMS2011 - 2024 (13 years)2 FIRMS2024 - Present (<1 year)
Disclosure(s)
View By:
4/26/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Iowa 6/24/2024
B
New York 10/22/2024
B
Minnesota 6/24/2024
B
North Dakota 6/24/2024
IA
Minnesota 6/24/2024
B
Wisconsin 6/24/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7301 OHMS LANE SUITE 460, EDINA, MN 55439
Registered with this firm since 6/24/2024
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
7301 OHMS LANE SUITE 460, EDINA, MN 55439
Registered with this firm since 6/24/2024
Previous Registration(s)
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IA
 08/25/2011 - 06/27/2024 EQUITABLE ADVISORS, LLC (CRD#:6627) MINNEAPOLIS, MN
B
 03/04/2011 - 06/27/2024 EQUITABLE ADVISORS, LLC (CRD#:6627) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.