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PHOEBE E PECK
CRD#: 5869940
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 670 GEORGE WASHINGTON HWY
LINCOLN, RI 02865
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 2/28/2022

B
Nebraska 3/3/2022

B
Alaska 3/1/2022

B
Nevada 4/18/2022

B
Arizona 3/9/2022

B
New Hampshire 9/30/2014

B
Arkansas 2/28/2022

B
New Jersey 9/30/2014

B
California 9/27/2019

B
New Mexico 3/1/2022

B
Colorado 2/28/2022

B
New York 9/29/2014

B
Connecticut 9/29/2014

B
North Carolina 2/21/2020

IA
Connecticut 6/14/2017

B
North Dakota 3/11/2022

B
Delaware 3/23/2022

B
Ohio 2/28/2022

B
District of Columbia 3/10/2022

B
Oklahoma 2/28/2022

B
Florida 9/30/2014

B
Oregon 3/1/2022

B
Georgia 3/2/2022

B
Pennsylvania 3/1/2022

B
Hawaii 3/1/2022

B
Puerto Rico 3/11/2022

B
Idaho 2/28/2022

B
Rhode Island 9/26/2014

B
Illinois 3/1/2022

IA
Rhode Island 9/26/2014

B
Indiana 2/28/2022

B
South Carolina 2/28/2022

B
Iowa 3/1/2022

B
South Dakota 3/10/2022

B
Kansas 3/1/2022

B
Texas 9/29/2014

B
Kentucky 3/2/2022

IA
Texas 9/29/2014

B
Louisiana 3/2/2022

B
Utah 3/1/2022

B
Maine 9/29/2014

B
Vermont 9/29/2014

B
Maryland 3/1/2022

B
Virgin Islands 3/3/2022

B
Massachusetts 9/29/2014

B
Virginia 2/28/2022

B
Michigan 3/2/2022

B
Washington 2/28/2022

B
Minnesota 3/1/2022

B
West Virginia 2/28/2022

B
Mississippi 3/1/2022

B
Wisconsin 2/28/2022

B
Missouri 3/1/2022

B
Wyoming 3/3/2022

B
Montana 2/28/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
670 GEORGE WASHINGTON HWY, LINCOLN, RI 02865
Registered with this firm since 9/26/2014

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
670 GEORGE WASHINGTON HWY, LINCOLN, RI 02865
Registered with this firm since 8/8/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.