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Detailed Report
JOSEPH FRIEND III
JOEY FRIEND
CRD#: 5869701
IA
Investment Adviser
B
Broker
BARNES PETTEY FINANCIAL ADVISORS, LLCCRD#: 142944 6060 POPLAR AVE
SUITE 415
MEMPHIS, TN 38119
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 6060 POPLAR AVENUE
SUITE 415
MEMPHIS, TN 38119
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2013 (<1 year)IABARNES PETTEY FINANCIAL ADVISO... (CRD# 142944)2017 - Present (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2013 - Present (11 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2013 - 2019 (6 years)
License(s)

State Registrations

B
Alabama 6/14/2019
B
Mississippi 6/14/2019
B
Arizona 3/4/2025
B
New York 6/14/2019
B
Arkansas 6/14/2019
B
North Carolina 6/14/2019
B
California 6/14/2019
B
Ohio 3/3/2025
B
Connecticut 3/4/2025
B
South Carolina 6/14/2019
B
Florida 6/14/2019
B
Tennessee 7/16/2013
B
Georgia 5/24/2023
IA
Tennessee 5/15/2017
B
Louisiana 6/14/2019
B
Texas 6/14/2019
IA
Louisiana 11/19/2024
B
Utah 6/14/2019
B
Michigan 8/28/2020
B
Virginia 6/14/2019
B
Minnesota 3/4/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BARNES PETTEY FINANCIAL ADVISORS, LLC (CRD#:142944)
6060 POPLAR AVE SUITE 415, MEMPHIS, TN 38119
Registered with this firm since 5/15/2017
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
6060 POPLAR AVENUE SUITE 415, MEMPHIS, TN 38119
Registered with this firm since 7/16/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/17/2013 - 10/11/2019 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MEMPHIS, TN
IA
 08/07/2012 - 06/18/2013 DUNCAN-WILLIAMS, INC. (CRD#:6950) MEMPHIS, TN
B
 08/07/2012 - 06/18/2013 DUNCAN-WILLIAMS, INC. (CRD#:6950) MEMPHIS (SHELBY), TN
IA
 06/16/2011 - 08/01/2012 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MEMPHIS, TN
B
 05/04/2011 - 08/01/2012 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.