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Detailed Report
ANDREW PHILLIP HALL
CRD#: 5869486
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 28 State Street 26Th Floor
Boston, MA 02109
Registration History
201220142016201820202022202420262 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 8/5/2022
B
Nebraska 7/26/2021
B
Arizona 6/19/2014
B
Nevada 7/22/2021
B
California 6/19/2014
B
New Hampshire 6/19/2014
B
Colorado 6/19/2014
B
New Jersey 6/19/2014
B
Connecticut 6/19/2014
B
New Mexico 12/13/2016
IA
Connecticut 6/19/2014
B
New York 6/19/2014
B
Delaware 4/2/2015
B
North Carolina 6/19/2014
B
District of Columbia 6/19/2014
B
North Dakota 7/13/2023
B
Florida 6/19/2014
B
Ohio 6/19/2014
B
Georgia 6/19/2014
B
Oklahoma 7/13/2023
B
Idaho 1/9/2018
B
Oregon 6/19/2014
B
Illinois 6/19/2014
B
Pennsylvania 6/19/2014
B
Indiana 6/19/2014
B
Puerto Rico 12/4/2017
B
Iowa 6/19/2014
B
Rhode Island 6/19/2014
B
Kansas 6/19/2014
B
South Carolina 6/19/2014
B
Kentucky 2/22/2019
B
Tennessee 11/17/2021
B
Louisiana 6/19/2014
B
Texas 6/19/2014
B
Maine 6/19/2014
IA
Texas 4/23/2020
B
Maryland 6/19/2014
B
Utah 6/19/2014
B
Massachusetts 6/19/2014
B
Vermont 6/19/2014
B
Michigan 6/19/2014
B
Virginia 6/19/2014
B
Minnesota 11/29/2018
B
Washington 7/22/2021
B
Mississippi 2/12/2025
B
Wisconsin 6/19/2014
B
Missouri 6/19/2014
B
Wyoming 6/19/2014
B
Montana 6/19/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
28 State Street 26Th Floor, Boston, MA 02109
Registered with this firm since 6/19/2014
B
MORGAN STANLEY (CRD#:149777)
28 State Street 26Th Floor, Boston, MA 02109
Registered with this firm since 6/19/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/15/2011 - 06/12/2014 AXA ADVISORS, LLC (CRD#:6627) WELLESLEY, MA
B
 02/08/2011 - 06/12/2014 AXA ADVISORS, LLC (CRD#:6627) WELLESLEY, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.