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MARYANN L SCIARA
MARYANN L BRADFORD, MARYANN L. DUFFY, MARY ANN LENCSES
CRD#: 5869021
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 307 FELLOWSHIP ROAD
SUITE 205
MOUNT LAUREL, NJ 08054
SUITE 205
MOUNT LAUREL, NJ 08054
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
California 9/26/2017
B
New Jersey 10/7/2015
IA
California 9/28/2017
IA
New Jersey 10/13/2015
B
Delaware 2/7/2023
B
New Mexico 1/22/2019
IA
Delaware 2/15/2023
IA
New Mexico 1/23/2019
B
Florida 12/12/2018
B
New York 10/7/2015
IA
Florida 12/13/2018
IA
New York 8/16/2021
B
Indiana 6/30/2020
B
Oregon 10/26/2023
IA
Indiana 7/1/2020
IA
Oregon 10/27/2023
B
Kansas 11/11/2021
B
Pennsylvania 10/30/2015
IA
Kansas 11/12/2021
IA
Pennsylvania 10/30/2015
B
Maine 10/26/2023
B
South Carolina 8/10/2023
IA
Maine 10/31/2023
IA
South Carolina 8/14/2023
B
Maryland 12/17/2020
B
Virginia 4/24/2018
IA
Maryland 12/18/2020
IA
Virginia 4/24/2018
B
New Hampshire 4/22/2024
B
Washington 12/5/2024
IA
New Hampshire 4/26/2024
IA
Washington 12/5/2024
SRO Registrations
B
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IA
Registered with this firm since 10/13/2015
B
Registered with this firm since 10/7/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2015 - 09/29/2015 | POINT PLEASANT, NJ | |
B | 03/03/2015 - 09/29/2015 | POINT PLEASANT, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.