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MICHAEL NOEL GRAY
CRD#: 5868938
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Erie, CO
Registration History
20122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - Present (8 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - Present (13 years)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2014 - 2016 (2 years)
License(s)

State Registrations

B
California 4/12/2011

IA
Colorado 7/28/2016

B
Colorado 4/8/2011

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Erie, CO
Registered with this firm since 7/28/2016

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Erie, CO
Registered with this firm since 4/6/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/21/2014 - 07/08/2016 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) LONE TREE, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.