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CHAD MATTHEW ROHM
CRD#: 5868898
IA
B
PACKERLAND BROKERAGE SERVICES, INC.CRD#: 37031 432 SECURITY BLVD. STE. 101
GREEN BAY, WI 54313
GREEN BAY, WI 54313
0
Disclosures
13
Years of Experience
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State Registrations
B
Missouri 5/11/2020
B
Wisconsin 2/14/2012
IA
Missouri 5/15/2020
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Wisconsin 10/16/2015
SRO Registrations
B
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IA
Registered with this firm since 10/16/2015
B
Registered with this firm since 2/14/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/02/2011 - 02/15/2012 | APPLETON, WI | |
B | 01/01/2011 - 04/04/2011 | APPLETON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.