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Detailed Report
THOMAS W PLEMMONS
CRD#: 5868321
IA
Investment Adviser
B
Broker
CREATIVEONE SECURITIES, LLCCRD#: 152974 200A S Main Street
Greenville, SC 29601
Registration History
201220142016201820202022202420262 FIRMS2011 - 2011 (<1 year)2 FIRMS2013 - 2014 (1 year)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

IA
South Carolina 8/18/2016
B
South Carolina 8/19/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CREATIVEONE SECURITIES, LLC (CRD#:152974)
200A S Main Street, Greenville, SC 29601
408 West Poinsett Street, Greer, SC 29650
Registered with this firm since 8/18/2016
B
CREATIVEONE SECURITIES, LLC (CRD#:152974)
200A S Main Street, Greenville, SC 29601
408 West Poinsett Street, Greer, SC 29650
Registered with this firm since 8/19/2016
Previous Registration(s)
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IA
 07/12/2013 - 10/08/2014 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) SPARTANBURG, SC
B
 07/22/2013 - 10/08/2014 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) SPARTANBURG, SC
IA
 02/10/2011 - 08/19/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SPARTANBURG, SC
B
 01/10/2011 - 08/19/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SPARTANBURG, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.