Individual Firm
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BRAD JOSEPH LANDRY
CRD#: 5866784
IA
B
NORTHWEST ASSET MANAGEMENTCRD#: 147923 29034 216TH AVE SE
SUITE A
BLACK DIAMOND, WA 98010
SUITE A
BLACK DIAMOND, WA 98010
0
Disclosures
14
Years of Experience
View By:
State Registrations
IA
California 1/26/2023
IA
Texas 10/16/2018
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Louisiana 1/27/2023
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Washington 9/18/2017
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Registered with this firm since 9/18/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/17/2015 - 09/15/2017 | BELLEVUE, WA | |
B | 08/17/2015 - 09/15/2017 | BELLEVUE, WA | |
IA | 08/30/2012 - 08/19/2015 | MAPLE VALLEY, WA | |
B | 08/30/2012 - 08/19/2015 | MAPLE VALLEY, WA | |
IA | 02/04/2011 - 08/08/2012 | SEATTLE, WA | |
B | 01/07/2011 - 08/08/2012 | SEATTLE, WA |
MAPLE VALLEY, WA
08/30/2012 - 08/19/2015
MAPLE VALLEY, WA
08/30/2012 - 08/19/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.