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Megan Waters
MEGAN HARRIS, MEGAN Rae Waters
CRD#: 5866344
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1780 Hughes Landing Blvd.
SUITE 200
THE WOODLANDS, TX 77380-1687
Registration History
2020202120222023202420252026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2023 - Present (1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2020 - Present (4 years)
License(s)

State Registrations

B
Alabama 8/11/2023

B
New Mexico 8/11/2023

B
Arkansas 9/25/2024

B
Oklahoma 8/11/2023

B
California 8/11/2023

B
Oregon 9/25/2024

B
Colorado 8/11/2023

B
South Carolina 8/11/2023

B
Florida 8/11/2023

B
Texas 7/24/2023

B
Illinois 11/27/2023

IA
Texas 7/24/2023

B
Michigan 8/11/2023

B
Virginia 8/11/2023

B
Nevada 9/25/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1780 Hughes Landing Blvd. SUITE 200, THE WOODLANDS, TX 77380-1687
Conroe, TX
Registered with this firm since 7/24/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1780 Hughes Landing Blvd. SUITE 200, THE WOODLANDS, TX 77380-1687
Conroe, TX
Registered with this firm since 12/23/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.