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Detailed Report
ERIC D FULLER
ERIC FULLER
CRD#: 5866277
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7500 Dallas Parkway
Suite 500
Plano, TX 75024
Registration History
201220142016201820202022202420262 FIRMS2011 - 2020 (9 years)2 FIRMS2020 - Present (4 years)
Disclosure(s)
View By:
2/1/2019
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/4/2023
B
Nebraska 4/4/2023
B
Alaska 4/4/2023
B
Nevada 4/4/2023
B
Arizona 3/29/2023
B
New Hampshire 4/4/2023
B
Arkansas 3/29/2023
B
New Jersey 3/29/2023
B
California 8/7/2020
B
New Mexico 3/29/2023
B
Colorado 3/29/2023
B
New York 8/7/2020
B
Connecticut 3/29/2023
B
North Carolina 3/29/2023
B
Delaware 4/4/2023
B
North Dakota 4/4/2023
B
District of Columbia 3/29/2023
B
Ohio 4/5/2023
B
Florida 8/7/2020
B
Oklahoma 8/7/2020
B
Georgia 3/29/2023
B
Oregon 3/29/2023
B
Hawaii 9/14/2020
B
Pennsylvania 4/5/2021
B
Idaho 4/4/2023
B
Puerto Rico 3/29/2023
B
Illinois 8/21/2020
B
Rhode Island 4/4/2023
B
Indiana 4/4/2023
B
South Carolina 3/29/2023
B
Iowa 4/4/2023
B
South Dakota 4/4/2023
B
Kansas 8/13/2020
B
Tennessee 3/29/2023
B
Kentucky 4/4/2023
B
Texas 8/7/2020
B
Louisiana 4/4/2023
IA
Texas 8/7/2020
B
Maine 4/4/2023
B
Utah 3/29/2023
B
Maryland 4/4/2023
B
Vermont 3/29/2023
B
Massachusetts 4/4/2023
B
Virgin Islands 4/4/2023
B
Michigan 4/4/2023
B
Virginia 3/29/2023
B
Minnesota 3/29/2023
B
Washington 8/7/2020
B
Mississippi 3/29/2023
B
West Virginia 4/4/2023
B
Missouri 8/7/2020
B
Wisconsin 4/4/2023
B
Montana 4/4/2023
B
Wyoming 3/29/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7500 Dallas Parkway Suite 500, Plano, TX 75024
Registered with this firm since 8/7/2020
B
MORGAN STANLEY (CRD#:149777)
7500 Dallas Parkway Suite 500, Plano, TX 75024
Registered with this firm since 8/7/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/16/2011 - 08/10/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FRISCO, TX
B
 01/26/2011 - 08/10/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FRISCO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.