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DAMON A GARCIA
DAMON AARON GARCIA
CRD#: 5865897
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 39001 W 12 MILE RD
FARMINGTON HILLS, MI 48331
Registration History
201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - Present (14 years)
License(s)

State Registrations

B
Alabama 1/7/2016

B
Nebraska 11/20/2018

B
Arizona 7/22/2011

B
Nevada 7/22/2011

B
California 7/22/2011

B
New Hampshire 5/23/2016

B
Colorado 7/22/2011

B
New Jersey 7/22/2011

B
District of Columbia 1/7/2020

B
New Mexico 7/22/2011

B
Florida 7/22/2011

B
New York 7/22/2011

B
Georgia 7/22/2011

B
North Carolina 7/25/2011

B
Illinois 7/22/2011

B
Ohio 7/25/2011

B
Indiana 7/22/2011

B
Oklahoma 7/22/2011

B
Kansas 7/22/2011

B
Pennsylvania 7/22/2011

B
Kentucky 7/22/2011

B
South Carolina 7/22/2011

B
Maine 5/23/2016

B
Tennessee 7/22/2011

B
Maryland 5/9/2023

B
Texas 7/22/2011

B
Massachusetts 7/22/2011

IA
Texas 7/22/2011

B
Michigan 6/15/2011

B
Virginia 7/22/2011

IA
Michigan 6/16/2011

B
Washington 2/13/2015

B
Minnesota 7/22/2011

B
Wisconsin 4/1/2024

B
Missouri 5/23/2016

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
West Bloomfield, MI
Registered with this firm since 6/16/2011

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
39001 W 12 MILE RD, FARMINGTON HILLS, MI 48331
West Bloomfield, MI
Registered with this firm since 12/6/2010

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.