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Detailed Report
ANTHONY JOHN HELLENBRAND
TONY HELLENBRAND
CRD#: 5865739
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Investment Adviser
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Previous Broker
SAFEGUARD WEALTH MANAGEMENTCRD#: 306953 MINOCQUA, WI
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - 2016 (1 year)IASAFEGUARD WEALTH MANAGEMENT (CRD# 306953)2020 - Present (5 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2010 - 2012 (1 year)IAFOX RIVER CAPITAL (CRD# 281313)2016 - 2019 (3 years)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2011 - 2012 (1 year)
License(s)

State Registrations

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Arizona 11/16/2021
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Wisconsin 1/8/2020
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California 4/8/2022
Current Registration(s)
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SAFEGUARD WEALTH MANAGEMENT (CRD#:306953)
MINOCQUA, WI
Peoria, AZ
Registered with this firm since 1/8/2020
Previous Registration(s)
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 01/11/2016 - 06/24/2019 FOX RIVER CAPITAL (CRD#:281313) Appleton, WI
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 08/11/2014 - 01/08/2016 INVESTMENT ADVISORS (CRD#:15708) GREEN BAY, WI
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 08/01/2014 - 01/08/2016 PROEQUITIES, INC. (CRD#:15708) GREEN BAY, WI
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 01/06/2012 - 08/07/2014 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) DE PERE, WI
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 01/06/2012 - 08/07/2014 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) DE PERE, WI
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 01/18/2011 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) MADISON, WI
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 11/30/2010 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) MADISON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.