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JOSEPH THOMAS KASSOUF
JOSEPH KASSOUF
CRD#: 5865714
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1592 MONTGOMERY HWY
BIRMINGHAM, AL 35216
BIRMINGHAM, AL 35216
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1592 MONTGOMERY HWY
BIRMINGHAM, AL 35216
BIRMINGHAM, AL 35216
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alabama 4/23/2018
B
Mississippi 11/18/2021
IA
Alabama 4/23/2018
B
New York 11/9/2023
B
Florida 12/1/2020
B
Tennessee 8/16/2019
B
Georgia 3/13/2019
B
Texas 8/10/2021
B
Kansas 11/6/2024
IA
Texas 1/24/2023
B
Kentucky 9/12/2024
B
Virginia 7/10/2023
B
Louisiana 11/16/2023
B
Washington 2/4/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/23/2018
B
Registered with this firm since 4/23/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/18/2013 - 05/08/2018 | BIRMINGHAM, AL | |
B | 06/18/2013 - 05/08/2018 | BIRMINGHAM, AL | |
IA | 01/13/2012 - 06/06/2013 | BIRMINGHAM, AL | |
B | 01/13/2012 - 06/06/2013 | BIRMINGHAM, AL | |
IA | 12/24/2010 - 02/01/2012 | BIRMINGHAM, AL | |
B | 12/03/2010 - 02/01/2012 | BIRMINGHAM, AL |
BIRMINGHAM, AL
01/13/2012 - 06/06/2013
BIRMINGHAM, AL
01/13/2012 - 06/06/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.