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Detailed Report
Nicholas Stone
NICHOLAS CLARK STONE, NICHOLAS STONE, NICK STONE
CRD#: 5864843
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 3900 5th Ave Suite 260
San Diego, CA 92103-3121
Registration History
201220142016201820202022202420262 FIRMS2019 - 2024 (4 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - 2019 (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2012 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - 2019 (3 years)
License(s)

State Registrations

B
Alaska 6/12/2024
B
New Jersey 6/12/2024
B
Arizona 6/12/2024
B
New Mexico 6/12/2024
B
Arkansas 6/12/2024
B
New York 6/12/2024
B
California 6/12/2024
B
North Carolina 6/12/2024
IA
California 6/12/2024
B
Ohio 6/12/2024
B
Connecticut 6/12/2024
B
Oregon 6/12/2024
B
District of Columbia 6/12/2024
B
Pennsylvania 6/12/2024
B
Florida 6/12/2024
B
South Carolina 6/12/2024
B
Hawaii 6/12/2024
B
Texas 6/12/2024
B
Illinois 6/12/2024
IA
Texas 6/12/2024
B
Indiana 6/12/2024
B
Utah 6/12/2024
B
Kansas 6/25/2024
B
Vermont 6/12/2024
B
Maryland 6/12/2024
B
Virginia 6/12/2024
B
Massachusetts 8/28/2024
B
Washington 6/12/2024
B
Michigan 6/12/2024
B
Wisconsin 6/12/2024
B
Missouri 6/12/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
3900 5th Ave Suite 260, San Diego, CA 92103-3121
Registered with this firm since 6/12/2024
B
EDWARD JONES (CRD#:250)
3900 5th Ave Suite 260, San Diego, CA 92103-3121
Registered with this firm since 6/12/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/23/2024 - 06/14/2024 WELLS FARGO ADVISORS (CRD#:19616) SAN DIEGO, CA
B
 05/23/2024 - 06/14/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
IA
 10/28/2019 - 05/28/2024 EDWARD JONES (CRD#:250) SAN DIEGO, CA
B
 10/25/2019 - 05/28/2024 EDWARD JONES (CRD#:250) SAN DIEGO, CA
IA
 12/16/2015 - 10/22/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
 01/27/2014 - 10/22/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
 01/24/2011 - 11/13/2012 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) AMERICAN FORK, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.