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Alexander J Keim
ALEX JAMES KEIM, ALEX KEIM, ALEXANDER JAMES KEIM, ALEXANDER KEIM
CRD#: 5864763
IA
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 880 CARILLON PARKWAY
SAINT PETERSBURG, FL 33716
SAINT PETERSBURG, FL 33716
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 880 CARILLON PARKWAY
ST PETERSBURG, FL 33716
ST PETERSBURG, FL 33716
0
Disclosures
12
Years of Experience
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State Registrations
B
Arizona 1/2/2019
B
New Mexico 1/2/2019
B
Colorado 1/2/2019
B
Oklahoma 1/2/2019
B
Florida 12/5/2018
B
Texas 1/2/2019
IA
Florida 12/7/2018
B
Utah 1/2/2019
B
Kansas 1/2/2019
B
Washington 1/2/2019
B
Nevada 1/2/2019
SRO Registrations
B
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Registered with this firm since 12/7/2018
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Registered with this firm since 12/5/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/18/2016 - 12/10/2018 | Key Largo, FL | |
B | 02/12/2016 - 12/10/2018 | ST. PETERSBURG, FL | |
IA | 06/10/2015 - 02/16/2016 | TAMPA, FL | |
B | 06/05/2015 - 02/16/2016 | TAMPA, FL | |
B | 12/05/2011 - 05/06/2014 | ST PETERSBURG, FL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.