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SARAH MARIE STATHAM
SARAH MARIE PRICE
CRD#: 5864257
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 168 N. MERAMEC STE. 210
CLAYTON, MO 63105
CLAYTON, MO 63105
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alabama 1/12/2021
IA
Missouri 8/22/2012
B
Arizona 11/28/2018
B
Nevada 11/28/2018
B
Arkansas 1/9/2020
B
New Hampshire 11/28/2018
B
California 11/28/2018
B
New York 5/10/2024
B
Colorado 11/28/2018
B
North Carolina 11/28/2018
B
Florida 11/28/2018
B
Ohio 11/28/2018
B
Georgia 11/28/2018
B
Oregon 11/28/2018
B
Illinois 11/28/2018
B
South Carolina 6/13/2024
B
Kansas 11/28/2018
B
Texas 11/28/2018
B
Kentucky 11/28/2018
B
Virginia 11/28/2018
B
Michigan 1/9/2020
B
Washington 11/28/2018
B
Minnesota 1/9/2020
B
Wisconsin 11/28/2018
B
Missouri 8/22/2012
SRO Registrations
B
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IA
Registered with this firm since 8/22/2012
B
Registered with this firm since 8/22/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/25/2011 - 07/03/2012 | CLAYTON, MO | |
B | 01/13/2011 - 07/03/2012 | CLAYTON, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.