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Detailed Report
NATHANIEL J POWELL
NATHANIEL JASON POWELL, Nathan Powell
CRD#: 5863871
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 627 YORK RD
FL 1
TOWSON, MD 21201
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 627 YORK RD
TOWSON, MD 21204
Registration History
2010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2016 (5 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2016 - 2016 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2016 (5 years)
License(s)

State Registrations

B
Alabama 7/29/2024
B
Nevada 1/29/2018
B
Alaska 4/30/2021
B
New Hampshire 7/17/2024
B
Arizona 6/3/2021
B
New Jersey 8/1/2016
B
California 1/29/2018
B
New Mexico 1/29/2018
B
Colorado 1/29/2018
B
New York 8/1/2016
B
Connecticut 8/1/2017
B
North Carolina 1/30/2018
B
Delaware 1/29/2018
B
Ohio 8/1/2016
B
District of Columbia 1/29/2018
B
Oregon 1/25/2018
B
Florida 8/1/2016
B
Pennsylvania 8/1/2016
B
Georgia 1/29/2018
B
Rhode Island 8/1/2016
B
Hawaii 8/13/2018
IA
Rhode Island 4/12/2017
B
Indiana 7/13/2021
B
South Carolina 1/29/2018
B
Maine 8/1/2016
B
Tennessee 6/21/2019
B
Maryland 8/1/2016
B
Texas 4/4/2019
IA
Maryland 8/1/2016
B
Vermont 7/9/2024
B
Massachusetts 8/1/2016
B
Virginia 8/1/2016
B
Michigan 1/29/2018
B
Washington 7/23/2018
B
Mississippi 1/29/2018
B
West Virginia 1/29/2018
B
Missouri 7/23/2018
B
Wisconsin 6/21/2019
B
Montana 3/3/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
627 YORK RD, TOWSON, MD 21204
929 W 36TH ST, BALTIMORE, MD 21211
Registered with this firm since 8/1/2016
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
627 YORK RD FL 1, TOWSON, MD 21201
Registered with this firm since 8/1/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/01/2016 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ELLICOTT CITY, MD
IA
 01/14/2011 - 08/02/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TOWSON, MD
B
 12/16/2010 - 08/02/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TOWSON, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.