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WAYNE JEFFERSON SEAMAN
WAYNE JEFFERSON SEAMAN JR, Wayne Jefferson Seaman
CRD#: 5863428
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Investment Adviser
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Previous Broker
MAIN MANAGEMENT, LLCCRD#: 120361 Rutherford, NJ
Registration History
2010201220142016201820202022202420262 FIRMS2014 - 2018 (3 years)IAMAIN MANAGEMENT, LLC (CRD# 120361)2018 - Present (6 years)BNORTHERN LIGHTS DISTRIBUTORS, LLC (CRD# 126159)2022 - 2022 (<1 year)BCEROS FINANCIAL SERVICES, INC. (CRD# 37869)2018 - 2022 (3 years)BINVESCO DISTRIBUTORS, INC. (CRD# 7369)2010 - 2014 (4 years)IAINVESCO ADVISERS, INC. (CRD# 105360)2011 - 2014 (3 years)
License(s)

State Registrations

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California 5/31/2018

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New Jersey 6/1/2018

Current Registration(s)
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MAIN MANAGEMENT, LLC (CRD#:120361)
Rutherford, NJ
Registered with this firm since 5/31/2018

Previous Registration(s)
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03/31/2022 - 06/30/2022 NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159) ELKHORN, NE
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06/08/2018 - 03/18/2022 CEROS FINANCIAL SERVICES, INC. (CRD#:37869) ROCKVILLE, MD
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12/05/2014 - 04/11/2018 CLEARBRIDGE INVESTMENTS, LLC (CRD#:137028) NEW YORK, NY
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12/05/2014 - 04/11/2018 LEGG MASON INVESTOR SERVICES, LLC (CRD#:109064) STAMFORD, CT
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04/06/2011 - 12/01/2014 INVESCO ADVISERS, INC. (CRD#:105360) ATLANTA, GA
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12/21/2010 - 12/01/2014 INVESCO DISTRIBUTORS, INC. (CRD#:7369) DOWNERS GROVE, IL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.