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Craig W Dennis
Craig William Dennis
CRD#: 5860473
IA
B
EDWARD JONESCRD#: 250 138 College St Suite 97
Middletown, CT 06457-3426
Middletown, CT 06457-3426
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Alabama 10/13/2023
B
New Jersey 11/26/2018
B
Colorado 6/5/2020
B
New York 7/30/2019
B
Connecticut 9/21/2018
B
Rhode Island 1/4/2019
IA
Connecticut 9/21/2018
B
Texas 2/14/2025
B
Florida 11/28/2018
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Texas 2/28/2025
B
Georgia 7/30/2019
B
Virginia 8/19/2021
B
Massachusetts 10/1/2020
B
Washington 8/9/2023
B
New Hampshire 3/2/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/21/2018
B
Registered with this firm since 7/30/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/21/2018 - 07/26/2018 | LITTLETON, CO | |
B | 03/02/2015 - 02/03/2017 | HARTFORD, CT | |
B | 09/25/2013 - 03/03/2015 | SPRINGFIELD, MA | |
B | 12/21/2011 - 09/09/2013 | BLOOMFIELD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.